First Clearing

Now in its fourth decade of service to quality, independently owned broker-dealers, First Clearing maintains a leading position in empowering firms to help their clients achieve financial success. Its team of experienced professionals offers some of the industry’s best thought leadership and innovative approaches to business advancement. As an affiliate of Wells Fargo, one of the world’s most admired financial services firms, First Clearing provides our clients with access to a full range of investment, advisory and banking products; industry-leading research; alternative investments; fixed income, lending, retirement and trust services, risk-management and compliance support. Headquartered in St. Louis, MO, First Clearing is a member of the New York Stock Exchange, NASDAQ and other major exchanges.

Prospera Financial Services

Founded in 1982, Prospera Financial Services, member FINRA/SIPC and a registered investment advisory, has grown rapidly and strategically and now has $7 Billion in assets under management. Prospera offers access to all of the products and services of the largest broker-dealers in the country while assuring our clients of the service-driven culture of a boutique firm. Headquartered in Dallas, TX, Prospera was named Broker-Dealer of the Year by Investment Advisor magazine in 2009, 2010, 2012, 2014 and 2015.